Event IDs 5300/1106: Scan Engine Failed - Fix Guide 2025
Complete troubleshooting guide for Exchange Server Event IDs 5300 and 1106 scan engine failures. Learn how to fix malware scanning issues, restore FIPS mode compatibility, and ensure email security in 15-30 minutes.
Table of Contents
Event IDs 5300 and 1106 indicate Exchange Server's built-in malware scanning engine has failed. Without functioning malware scanning, your organization is exposed to email-borne threats. This guide shows you how to restore scan engine functionality and protect your mail flow.
Our Exchange Security Configuration Team resolves scan engine issues regularly. This guide provides the same diagnostic and remediation steps we use.
Error Overview: What Scan Engine Failures Mean
Exchange Server includes a built-in malware scanning agent that uses Microsoft's anti-malware engine to scan email attachments. When this engine fails to load or update, Exchange logs these events to alert administrators.
Log Name: Application
Source: MSExchange Antimalware
Event ID: 5300
Level: Error
Description: The antimalware engine encountered an error trying
to scan this message. The message was not scanned.
Error: 0x80004005
Log Name: Application
Source: Microsoft-Windows-CAPI2
Event ID: 1106
Level: Error
Description: Cryptographic Services failed while processing the
OnIdentity() call. Error: This implementation is
not part of the Windows Platform FIPS validated
cryptographic algorithms.How Exchange malware scanning works:
Mail Scanning Pipeline
Symptoms & Business Impact
What Users Experience:
- Usually nothing obvious - mail continues flowing
- Potentially receiving malware that should have been blocked
- If deferral is enabled: delayed email delivery
What Admins See:
- Event IDs 5300, 1106 in Application event log
- Get-MalwareFilteringServer shows ScanningEnabled but errors
- Scan engine update failures in ForegroundThreadPool logs
- FIPS audit events if FIPS mode is the cause
Security Impact:
- Malware Exposure: Email-borne threats not detected
- Compliance Risk: Security controls not functioning
- Audit Failure: Required scanning not operational
- Incident Response: Delayed detection of threats
Common Causes of Scan Engine Failure
1. FIPS Mode Incompatibility (40% of cases)
Windows FIPS (Federal Information Processing Standard) mode enforces strict cryptographic standards. The Exchange malware engine may use algorithms not FIPS-validated, causing initialization failures.
Identified by: Event ID 1106 with "FIPS validated cryptographic algorithms" message
2. Scan Engine Update Failure (25% of cases)
The malware engine requires regular definition updates. If updates fail due to network issues, proxy blocks, or disk space, the engine may stop working.
Identified by: Event mentions "update failed" or engine version is outdated
3. Third-Party Antivirus Conflict (20% of cases)
Server-level antivirus software may conflict with Exchange's malware agent by locking files, blocking engine loading, or providing duplicate scanning.
Identified by: Issues started after AV installation; file lock errors
4. Engine File Corruption (10% of cases)
Malware engine files in the Exchange installation directory may be corrupted due to failed updates, disk errors, or incomplete installation.
Identified by: Error codes indicating missing or invalid DLL files
5. Insufficient Permissions (5% of cases)
Exchange service account lacks permissions to read engine files or write updates.
Identified by: Access denied errors in event log
Quick Diagnosis: Identify the Cause
📌 Version Compatibility: This guide applies to Exchange 2016, Exchange 2019. Commands may differ for other versions.
Run these commands to diagnose scan engine issues:
# Get malware filtering server status
Get-MalwareFilteringServer | Format-List *
# Check malware filter policy
Get-MalwareFilterPolicy | Format-List Name, Action, EnableFileFilter, FileTypes
# Check if malware agent is enabled
Get-TransportAgent | Where-Object {$_.Identity -like "*Malware*"}# Get malware-related events
Get-EventLog -LogName Application -Source "MSExchange Antimalware" -Newest 20 |
Format-Table TimeGenerated, EventID, Message -AutoSize -Wrap
# Check for FIPS/CAPI2 events
Get-EventLog -LogName Application -Source "Microsoft-Windows-CAPI2"-CAPI2" -Newest 20 |
Where-Object {$_.Message -like "*FIPS*"} |
Format-Table TimeGenerated, EventID, Message -AutoSizePro Tip: If you see Event ID 1106 mentioning FIPS, the solution is almost certainly FIPS mode-related. Check the Windows security policy for FIPS enforcement.
# Check if FIPS mode is enabled via registry
$fipsKey = "HKLM:\SYSTEM\CurrentControlSet\Control\Lsa\FipsAlgorithmPolicy"
Get-ItemProperty $fipsKey | Select-Object Enabled
# Check via Group Policy (if domain-joined)
gpresult /h C:\Temp\gpresult.html
# Open the HTML and search for "FIPS"
# Quick check via .NET
[System.Security.Cryptography.CryptoConfig]::AllowOnlyFipsAlgorithms# Find malware engine files
$enginePath = "C:\Program Files\Microsoft\Exchange Server\V15\FIP-FS\Bin"
Get-ChildItem $enginePath -ErrorAction SilentlyContinue |
Select-Object Name, Length, LastWriteTime
# Check for recent engine updates
Get-ChildItem "C:\Program Files\Microsoft\Exchange Server\V15\FIP-FS\Data\Engines" -Recurse |
Sort-Object LastWriteTime -Descending | Select-Object -First 10
# Manually trigger engine update
& "C:\Program Files\Microsoft\Exchange Server\V15\Scripts\Update-MalwareFilteringServer.ps1"# List running AV processes
Get-Process | Where-Object {
$_.ProcessName -match "mcshield|savservice|symantec|kaspersky|eset|avast|avg|defender"
} | Select-Object ProcessName, Id, Path
# Check for file locks on Exchange folders
# (Use Handle.exe from Sysinternals for detailed lock info)
# handle.exe "C:\Program Files\Microsoft\Exchange Server\V15\FIP-FS"Quick Fix (10 Minutes) - Based on Cause
Fix A: FIPS Mode - Disable or Configure Exception
# Check current FIPS status
$fipsKey = "HKLM:\SYSTEM\CurrentControlSet\Control\Lsa\FipsAlgorithmPolicy"
Get-ItemProperty $fipsKey
# Disable FIPS mode via registry (requires reboot)
Set-ItemProperty -Path $fipsKey -Name "Enabled" -Value 0
# Alternative: Disable via Group Policy
# Computer Configuration > Windows Settings > Security Settings >
# Local Policies > Security Options >
# "System cryptography: Use FIPS compliant algorithms" = Disabled
# Reboot server for change to take effect
# Restart-Computer -Force-ForceWarning: FIPS Mode Security Consideration
FIPS mode may be required by organizational policy or government compliance mandates. Before disabling, verify with your security team that disabling is acceptable. If FIPS must remain enabled, use the alternative solutions below.
Fix B: Restart Transport Services
# Restart Transport service (reloads malware agent)
Restart-Service MSExchangeTransport
# On Edge Transport servers
Restart-Service MSExchangeTransport
Restart-Service MSExchangeAntimalwareUpdateService -ErrorAction SilentlyContinue
# Verify malware agent is running
Get-TransportAgent "Malware Agent" | Select-Object Identity, Enabled, PriorityFix C: Force Engine Update
# Run the update script
& "C:\Program Files\Microsoft\Exchange Server\V15\Scripts\Update-MalwareFilteringServer.ps1"
# If update fails due to network, try with explicit proxy
$proxy = "http://proxy.company.com:8080"
[System.Net.WebRequest]::DefaultWebProxy = New-Object System.Net.WebProxy($proxy)
# Check engine version after update
Get-MalwareFilteringServer | Select-Object Name, EngineVersion, UpdateVersion
# Restart Transport to load new engine
Restart-Service MSExchangeTransportFix D: Temporarily Disable Malware Agent
# Disable the malware agent while troubleshooting
Disable-TransportAgent "Malware Agent"
# Restart Transport
Restart-Service MSExchangeTransport
# IMPORTANT: Re-enable after fixing root cause!
# Enable-TransportAgent "Malware Agent""Malware Agent"
# Restart-Service MSExchangeTransport
# Alternative: Configure to allow mail through without scanning
Set-MalwareFilteringServer -BypassFiltering $trueDetailed Solution: Permanent Fixes
Scenario 1: FIPS Mode Must Stay Enabled
# Option 1: Use Exchange Online Protection instead of local scanning
# Configure hybrid or EOP standalone for malware filtering
# Option 2: Disable only Exchange's malware agent
Disable-TransportAgent "Malware Agent"
Restart-Service MSExchangeTransport
# Then configure third-party FIPS-compliant malware scanning-compliant malware scanning
# Examples: Symantec Mail Security, McAfee for Exchange
# Option 3: Request Microsoft support for FIPS-compliant engine-compliant engine
# Some Exchange versions have FIPS-compatible scan enginesScenario 2: Third-Party AV Conflict
# Required exclusions for Exchange Server:
# Process exclusions:
# - EdgeTransport.exe
# - MSExchangeTransport.exe
# - Microsoft.Exchange.*.exe
# - W3wp.exe
# Folder exclusions:
$exclusions = @(
"C:\Program Files\Microsoft\Exchange Server\V15\",
"C:\Program Files\Microsoft\Exchange Server\V15\FIP-FS\",
"C:\Program Files\Microsoft\Exchange Server\V15\TransportRoles\",
"C:\Program Files\Microsoft\Exchange Server\V15\Mailbox\"
)
# For Windows Defender, add exclusions:
foreach ($path in $exclusions) {
Add-MpPreference -ExclusionPath $path
}
# For third-party AV, configure via their management console
# After adding exclusions, restart Transport
Restart-Service MSExchangeTransportScenario 3: Repair Engine Installation
# Stop Transport service
Stop-Service MSExchangeTransport
# Rename existing engine folder (backup)
$enginePath = "C:\Program Files\Microsoft\Exchange Server\V15\FIP-FS"
Rename-Item $enginePath "$enginePath.bak"
# Run Exchange Setup to repair (this recreates FIP-FS)
$setupPath = "C:\ExchangeSetup\Setup.exe"
& $setupPath /Mode:Install /Role:Mailbox
# Or download fresh engine files from Microsoft Update
# Force full update
& "C:\Program Files\Microsoft\Exchange Server\V15\Scripts\Update-MalwareFilteringServer.ps1" -EngineUpdatePath "C:\Temp\EngineUpdates"
# Start Transport
Start-Service MSExchangeTransportScenario 4: Configure Mail Deferral During Scan Failures
Pro Tip: By default, Exchange delivers mail even when scanning fails. For high-security environments, configure deferral to hold mail until scanning is available.
# Check current setting
Get-MalwareFilteringServer | Select-Object Name, DeferWhenScanErrorDetected
# Enable deferral when scan fails (safer, but causes delays)
Set-MalwareFilteringServer -DeferWhenScanErrorDetected $true
# Configure scan timeout
Set-MalwareFilteringServer -ScanTimeout 300
# Set primary and secondary scan actions
Set-MalwareFilterPolicy "Default" -Action DeleteMessage
# Or use: DeleteAttachmentAndUseDefaultAlertText, DeleteMessage, Block
# Restart Transport for changes
Restart-Service MSExchangeTransportVerify the Fix
After applying fixes, confirm malware scanning is operational:
# 1. Check malware filtering server status
Get-MalwareFilteringServer | Select-Object Name, EngineVersion, Enabled
# 2. Verify malware agent is enabled and working
Get-TransportAgent "Malware Agent" | Select-Object Identity, Enabled
# 3. Check for new scan errors
Get-EventLog -LogName Application -Source "MSExchange Antimalware" -Newest 10 |
Where-Object {$_.EntryType -eq "Error"}
# 4. Send test message with EICAR test file (safe malware test)
# Create EICAR test string (NOT actual malware)
$eicar = "X5O!P%@AP[4PZX54(P^)7CC)7}" + '$EICAR-STANDARD-ANTIVIRUS-TEST-FILE!$H+H*'-STANDARD-ANTIVIRUS-TEST-FILE!$H+H*'
$eicarPath = "C:\Temp\eicar.txt"
$eicar | Out-File $eicarPath
# Send as attachment - should be blocked
Send-MailMessage -From "admin@company.com" -To "test@company.com" `
-Subject "Malware Scan Test $(Get-Date)" -Body "Testing malware scanning" `
-Attachments $eicarPath -SmtpServer localhost
# 5. Verify message was blocked
Get-MessageTrackingLog -Start (Get-Date).AddMinutes(-5) -MessageSubject "Malware Scan Test*" |
Select-Object Timestamp, EventId, Source, RecipientsSuccess Indicators:
- Get-MalwareFilteringServer shows current engine version
- Malware Agent shows Enabled = True
- No new Event ID 5300 errors after restart
- EICAR test email is blocked or attachment removed
- Message tracking shows malware action taken
Prevention: Keep Malware Scanning Healthy
1. Automate Engine Updates
# Create scheduled task for daily updates
$action = New-ScheduledTaskAction -Execute "PowerShell.exe" `
-Argument "-NoProfile -ExecutionPolicy Bypass -File 'C:\Program Files\Microsoft\Exchange Server\V15\Scripts\Update-MalwareFilteringServer.ps1'"-ExecutionPolicy Bypass -File 'C:\Program Files\Microsoft\Exchange Server\V15\Scripts\Update-MalwareFilteringServer.ps1'"
$trigger = New-ScheduledTaskTrigger -Daily -At "2:00AM"
Register-ScheduledTask -TaskName "Exchange Malware Engine Update" `
-Action $action -Trigger $trigger -User "SYSTEM" -RunLevel Highest2. Monitor Scan Engine Health
# Run hourly via scheduled task
$events = Get-EventLog -LogName Application -Source "MSExchange Antimalware" `
-After (Get-Date).AddHours(-1) -EntryType Error -ErrorAction SilentlyContinue
if ($events) {
$body = "Malware scan engine errors detected:\n"
$body += ($events | Select-Object TimeGenerated, EventID, Message | Out-String)
Send-MailMessage -To "admin@company.com" -From "alerts@company.com" `
-Subject "Exchange Malware Engine Alert" -Body $body `
-SmtpServer "backup-smtp.company.com"
}3. Test Scanning Regularly
- Weekly EICAR test emails to verify scanning works
- Check engine version after CU installations
- Verify updates completed successfully
4. Document FIPS Requirements
- Know if FIPS mode is required in your environment
- Plan alternative scanning solutions if FIPS is mandatory
- Consider Exchange Online Protection for FIPS-compliant scanning
5. Maintain AV Exclusions
- Document required Exchange exclusions
- Verify exclusions after AV updates
- Test mail flow after AV changes
Scan Engine Still Failing? We Can Help.
If malware scanning continues to fail after these troubleshooting steps, there may be complex compatibility issues with your security infrastructure or corrupted Exchange components. Our team can diagnose deep integration issues and ensure your mail is properly protected.
Exchange Security Configuration SupportAverage Response Time: 15 Minutes
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Still Stuck? We Can Help
If you're still experiencing Event IDs 5300/1106 after following this guide, our Exchange specialists can diagnose and fix the issue quickly.
- Remote troubleshooting in 95 minutes average
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Medha Cloud Exchange Server Team
Microsoft Exchange Specialists
Our Exchange Server specialists have 15+ years of combined experience managing enterprise email environments. We provide 24/7 support, emergency troubleshooting, and ongoing administration for businesses worldwide.